MVALaw Blogs

Latest DOJ Spoofing Settlement

Posted by  on Monday, December 23rd 2019     

On November 6, 2019, the Fraud Section of the Department of Justice with the Office of the U.S. Attorney for the Southern District of Texas, and the CFTC, announced settlements of their spoofing and market manipulation investigations of Tower Research…

category: Blog, CFTC, SEC, Spoofing, Tower Research

U.S. Authorities’ Campaign Against Spoofing and Related Market Manipulation Enters a Potentially New Phase with Recent Criminal and Civil Enforcement Actions

Posted by  on Wednesday, November 6th 2019     

On September 16, 2019, the Department of Justice and the CFTC jointly announced the indictment of three precious metal traders for an alleged eight year conspiracy to manipulate gold, silver, platinum, and palladium futures prices and civil charges based upon…

category: #MVABlog, Barrier Options, Blog, CFTC, DOJ, False Annual Compliance Certifications, RICO, SEC, Spoofing, White Collar
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U.S. Authorities’ Campaign Against Spoofing and Related Market Manipulation Enters a Potentially New Phase with Recent Criminal and Civil Enforcement Actions

Posted by  on Wednesday, November 6th 2019     

On September 16, 2019, the Department of Justice and the CFTC jointly announced the indictment of three precious metal traders for an alleged eight year conspiracy to manipulate gold, silver, platinum, and palladium futures prices and civil charges based upon…

category: #MVABlog, Barrier Options, Blog, CFTC, DOJ, False Annual Compliance Certifications, SEC, Spoofing, White Collar
  • Comments Off on U.S. Authorities’ Campaign Against Spoofing and Related Market Manipulation Enters a Potentially New Phase with Recent Criminal and Civil Enforcement Actions
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  • Blog it
  • Stay updated